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Warning: The following opinion is provided for purposes of discussion only. We have not Shepardized™ this opinion, and do not know the subsequent disposition of this case nor whether the effect of the opinion has been overruled or superceded by other law. McKibben v. Chubb Synopsis Ula McKibben died on October 21, 1983. His surviving brother, Fred McKibben, brought the current action. It concerns two related occurrences: (1) the drafting and execution of Ula McKibben's will, and (2) an alleged gift of stock that Ula owned shortly before his death. Before his death, Ula was living at his home in Topeka, Kansas with Leland Morris. Morris phoned defendant Janet A. Chubb and told her that Ula was ill and asked that she prepare a will for him. Chubb brought a will to Ula's home, where it was executed and witnessed. The will left substantially all of Ula McKibben's assets to Morris. Shortly thereafter Ula died. After Ula’s death, the will was admitted to probate by the Kansas court. Fred contested the validity of the will, but was unsuccessful. The district court granted summary judgment for Chubb on the claim of civil conspiracy. The necessary elements for a civil conspiracy claim in Kansas are: "(1) two or more persons; (2) an object to be accomplished; (3) a meeting of the minds in the object or course of action; (4) one or more unlawful overt acts; and (5) damages as the proximate cause thereof. The court held there was absolutely no evidence in the record to suggest that Chubb was anything more than a casual acquaintance of Morris and Ula McKibben retained to draft Ula's will. The court found there was no cause for a finding of civil conspiracy. Opinion McKibben v. Chubb, 840 F.2d 1525 (10th Cir. 02/26/1988) UNITED STATES COURT OF APPEALS FOR THE TENTH CIRCUIT No. 86-1218 1988.C10.40317; 840 F.2d 1525 Filed: February 26, 1988. FRED T. MCKIBBEN, PLAINTIFF/APPELLANT, Appeal from the United States District Court for the District of Kansas, D.C. No. 84-4028. Margie J. Phelps, Phelps-Chartered, Kansas, for Plaintiff/Appellant. Deanne Watts Hay and Stanley R. Parker, Sloan, Listrom, Eisenbarth, Sloan & Glassman, Kansas, for Defendant/Appellee, Janet A. Chubb. Floyd E. Gehrt, Gehrt & Roberts, Chartered, Kansas, for Defendant/Appellee, Merrill Lynch, Pierce, Fenner and Smith, Inc. McKay, Logan and Anderson, Circuit Judges. Anderson ANDERSON, Circuit Judge. In this diversity action, Fred T. McKibben, plaintiff below, appeals from judgment in favor of Janet A. Chubb and Merrill Lynch, Pierce, Fenner and Smith, defendants, on a variety of tort claims alleging conspiracy, outrageous conduct and interference related to the estate of McKibben's brother. We affirm the decision of the district court.*fn1 I. Ula V. McKibben died on October 21, 1983. This appeal, brought by his surviving brother, Fred T. McKibben, concerns two related occurrences: (1) the drafting and execution of Ula McKibben's will, and (2) an alleged gift of stock that Ula owned shortly before his death. During August 1983, Ula McKibben was living at his home in Topeka, Kansas with Leland Stanley Morris. On or before August 24, 1983 Morris phoned defendant Janet A. Chubb, told her that Ula was ill and asked that she prepare a will for Ula. On August 24, Chubb brought a will to Ula McKibben's home, where it was executed and witnessed. The will left substantially all of Ula McKibben's assets to Morris. Shortly after the will was executed, Ula was hospitalized in Kansas. In September, Ula's condition improved and his brother Fred took Ula to his home in Mississippi. Ula's recovery was brief, however. He was hospitalized again in Mississippi and died on October 21, 1983.*fn2 After Ula McKibben's death, the will was admitted to probate by the Kansas court. Fred McKibben, the plaintiff in this action, contested the validity of the will, but was unsuccessful.*fn3 In addition, in August 1983, Morris prepared a letter to defendant Merrill Lynch, Pierce, Fenner and Smith, Inc. ("Merrill Lynch") asking that certain shares of stock owned by Ula McKibben be transferred to Morris. Morris signed Ula McKibben's name to the letter. On August 29, 1983, Merrill Lynch completed the transfer and sent a statement to Ula reflecting the changes in the account. Subsequently, Morris requested, in his own name, cash for a fractional share of stock and the stock certificates for the remaining shares. Merrill Lynch mailed a check to Morris on September 22, 1983 and stock certificates on September 29, 1983. During this period, after Ula had been moved to Mississippi, Fred learned of the stock transfer from the notice mailed to Ula by Merrill Lynch. Ula told Fred that he had no recollection of authorizing or directing Morris to write the letter to Merrill Lynch. Through his attorney, Fred contacted Merrill Lynch on September 27, 1983, asserting that the letter of transfer was forged and asking Merrill Lynch to stop the transfer. A letter making the same request, and including a power of attorney signed by Ula McKibben was received by Merrill Lynch on October 3, 1983. In addition to contesting the will in the Kansas probate proceeding, Fred McKibben brought this diversity action in federal court against Morris, Chubb, and Merrill Lynch, alleging a variety of tortious acts in connection with the disposition of Ula's property. The district court granted summary judgment to defendants Chubb and Merrill Lynch on all claims and certified those judgments as final under Fed. R. Civ. P. 54(b). McKibben appeals the judgments in favor of Chubb and Merrill Lynch. The claims against Morris are not part of this appeal. McKibben launches a broad attack on the district court decision. Regarding defendant Chubb, the appeal alleges that the district court erred by: (1) dismissing the claim for interference with inheritance; (2) granting summary judgment for Chubb on the claim for civil conspiracy; and (3) granting summary judgment for Chubb on the claim for intentional infliction of emotional distress. Against defendant Merrill Lynch, the appeal charges that the court erred by: (1) dismissing the claim for interference with inheritance; (2) granting summary judgment for Merrill Lynch on McKibben's survival claim for fraudulent stock transfer; and (3) granting summary judgment for Merrill Lynch on the claim for intentional infliction of emotional distress. Against both defendants, Fred McKibben argues that summary judgment was inappropriate because genuine issues of material fact remain in dispute and that the district court erred in certifying those judgments for appeal. II. We turn first to the procedural claims against both defendants. "When reviewing a grant of summary judgment, this court must examine the record to determine whether any genuine issue of material fact pertinent to the ruling remains and, if not, whether the substantive law was correctly applied." Franks v. Nimmo, 796 F.2d 1230, 1235 (10th Cir. 1986) (citations omitted). "In determining whether any genuine issues of material fact exist, the record must be construed liberally in favor of the party opposing the summary judgment." McVay v. Western Plains Corp ., 823 F.2d 1395, 1398 (10th Cir. 1987). However, conclusory allegations by the party opposing summary judgment are not sufficient to establish an issue of fact and defeat the motion. Id. Finally, we may affirm the granting of summary judgment if any proper ground exists to support the district court's ruling. Lindsey v. Dayton -Hudson Corp., 592 F.2d 1118, 1124 (10th Cir.), cert. denied, 444 U.S. 856, 62 L. Ed. 2d 75, 100 S. Ct. 116 (1979). In this case, Fred McKibben asks that we reverse the district court's summary judgment but identifies no specific material facts in dispute and cites no factual disagreements in the record. Furthermore, our own review discloses no genuine issues of material fact. Accordingly, summary judgment is an appropriate remedy if the substantive law has been correctly applied. Fred McKibben also argues that the district court improperly granted final judgment certification under Fed. R. Civ. P. 54(b).*fn4 The certification allows the appeals against Chubb and Merrill Lynch to proceed, even though the claims against Morris are still pending. Certification under Rule 54(b) is a two-step process. Initially, the district court must determine that the judgment is final. Curtiss-Wright Corp. v. General Elect. Co., 446 U.S. 1, 7, 64 L. Ed. 2d 1, 100 S. Ct. 1460 (1980); Wheeler Machinery v. Mountain States Mineral Enter., Inc., 696 F.2d 787, 789 (10th Cir. 1983). The judgment "must be 'final' in the sense that it is 'an ultimate disposition of an individual claim entered in the course of a multiple claims action.'" Curtiss-Wright, 446 U.S. at 7, (quoting Sears, Roebuck & Co. v. Mackey, 351, U.S. 427, 436 (1956)); see also Wheeler Machinery, 696 F.2d at 789. Second, the district court must determine that there is no just cause for delay. Curtiss-Wright, 446 U.S. at 8. We have characterized this determination as a balancing test, weighing "Rule 54(b)'s policy of preventing piecemeal appeals against the hardship or injustice that might be inflicted on a litigant because of the delay." United Bank of Pueblo v. Hartford Accident & Indem. Co., 529 F.2d 490, 492 (10th Cir. 1976) (citation omitted). The Supreme Court has suggested that the district court should "consider such factors as whether the claims under review were separable from the others remaining to be adjudicated and whether the nature of the claims already determined was such that no appellate court would have to decide the same issues more than once even if there were subsequent appeals." Curtiss-Wright, 446 U.S. at 8. The district court considered these factors and weighed the resulting equities in favor of finality for both Chubb and Merrill Lynch.*fn5 In reviewing the certification by the district court, we are told by Curtiss-Wriqht that the "proper role of the court of appeals is not to reweigh the equities or reassess the facts but to make sure that the conclusions derived from those weighings and assessments are judicially sound and supported by the record." Curtiss-Wriqht, 446 U.S. at 10. We are directed to "scrutinize the district court's evaluation of such factors as the intra-relationship of the claims so as to prevent piecemeal appeals," but if that evaluation is correct, "the discretionary judgment of the district court should be given substantial deference," and we "should disturb the trial court's assessment of the equities only if [it] . . . was clearly unreasonable." Id. Fred McKibben asserts that there is a "legal and factual identity" among the claims against Chubb and Merrill Lynch and the remaining defendant, Morris. Our review of the record finds that the district court's determination is correct. While there is a common factual predicate for the claims, i.e., Ula McKibben's death, the claims against the three defendants are based on different actions. Chubb's drafting of the will and Merrill Lynch's transfer of the stock are fully separable from the alleged wrongful conduct by Morris. Moreover, we do not find that the district court's weighing of the equities is "clearly unreasonable." Accordingly, we reject Fred McKibben's argument that Rule 54(b) certification was improper and proceed to review the merits of the appeal. III. The district court dismissed the claims of interference with inheritance against both defendants, relying on the reasoning of Maxwell v. Southwest Nat'l Bank, 593 F. Supp. 250 (D. Kan. 1984). In Maxwell, the court determined that a federal district court's diversity jurisdiction did not extend to interference with inheritance claims in Kansas where the plaintiff had an "adequate and available" remedy in the will contest in the Kansas courts. Federal courts have only limited power in probate matters and may not probate or administer a will. However, they may "entertain actions against administrators, executors, or other claimants in which plaintiffs seek to establish claims against an estate." 13B C. Wright, A. Miller & E. Cooper, Federal Practice and Procedure, § 3610, at 484 (1984); see Markham v. Allen, 326 U.S. 490, 494, 90 L. Ed. 256, 66 S. Ct. 296 (1946). Federal jurisdiction in such matters depends upon state law: "[I]f a state vests its own general courts of equity with jurisdiction to hear suits involving contested wills, the federal courts in the state may enforce that right, and may entertain concurrent jurisdiction over those suits when diversity of citizenship exists. But a federal court may not afford a remedy if the state regards a contest over the validity of a will as incidental or ancillary to the probate proceedings. Thus, federal jurisdiction over these actions is dependent on state practice." C. Wright, A. Miller & E. Cooper, supra at 500 (footnotes omitted). The majority of federal courts of appeals, including the Tenth Circuit, have adopted this standard: "The standard for determining whether federal jurisdiction may be exercised is whether under state law the dispute would be cognizable only by the probate court. If so, the parties will be relegated to that court; but where the suit merely seeks to enforce a claim inter partes, enforceable in a state court of general jurisdiction, federal diversity jurisdiction will be assumed." Lamberg v. Callahan, 455 F.2d 1213, 1216 (2d Cir. 1972); see also Nichols v. Marshall, 491 F.2d 177, 180-81 (10th Cir. 1974); Ledbetter v. TaylOr, 359 F.2d 760, 761 (10th Cir. 1966); Patterson v. Wynkoop, 329 F.2d 59, 60 (10th Cir. 1964); Rice v. Sayers, 198 F.2d 724, 725-26 (10th Cir.), cert. denied, 344 U.S. 877, 97 L. Ed. 680, 73 S. Ct. 172 (1952); McElroy v. Security Nat'l Bank, 215 F. Supp. 775, 779 (D. Kan. 1963). The court in Maxwell analyzed an interference with inheritance claim to determine whether "the claims are such as would traditionally have been cognizable only in a probate court or whether the claims are such as could be asserted in a court of general jurisdiction." Maxwell, 593 F. Supp. at 252. Relying on Axe v. Wilson, 150 Kan. 794, 96 P.2d 880 (1939) and Rishel v. McPherson County, 122 Kan. 741, 253 P. 586 (1927), the court concluded that "an individual's remedy when victimized by another's fraud and undue influence in the inducement of the execution of a will lies in an action to contest the will and not in an action for damages when the remedy of the will contest is adequate and available." Maxwell, 593 F. Supp. at 253 (quoting Hinman v. Petefish, No. 79-4049 (D. Kan. March 2, 1983) (mem. decision)); see also Foss v. Wiles, 155 Kan. 262, 124 P.2d 438, 444 (1942) ("We have repeatedly ruled that an action which in effect contests the will is a will contest action and must be brought as such under the contest statute or not at all."). The court below, following Maxwell, focused on whether an action contesting the validity of the will was an "adequate and available" remedy for Fred McKibben's claim. Certainly, such an action was available; McKibben had in fact, contested the will. Furthermore, the action provided an adequate remedy for the claim against Chubb, for "if the plaintiff had challenged the will and succeeded, he could have obtained all the relief he could receive as damages in this case." Maxwell, 593 F. Supp. at 253. On appeal, Fred McKibben argues only that the Kansas proceedings were inadequate because the charges of undue influence in the drafting and execution of the will were "overshadowed by discussion concerning the inability of appellant's counsel to appear at the initial . . . probate hearing." Brief of Appellant, at 10. Initially, we note that the mere fact that the Kansas courts did not excuse McKibben's failure to appear at the hearing does not render that proceeding inadequate. More importantly, McKibben has grossly mischaracterized the record. Upon rehearing and appeal, the Kansas courts considered the substantive issues raised in the will challenge, concluding that Ula McKibben had testamentary capacity and was not unduly influenced.*fn6 The district court properly dismissed the claim against Chubb. When a claim is brought charging undue influence or fraud in the execution of a will, that action is ancillary to the challenge of the will and belongs in the Kansas probate proceedings, not in federal court.*fn7 However, the court also dismissed the claim against Merrill Lynch, without distinguishing between the two claims. While the ultimate decision was correct -- both claims should have been dismissed -- we rely on a different rationale than that adopted by the district court. Maxwell does not apply to the claim against Merrill Lynch for two reasons. First, a will contest is not an adequate remedy for this claim. The property at issue was transferred before Ula McKibben died; it was not part of the estate that passed by the contested will. Even if Fred McKibben's challenge to the will had succeeded, ownership of the stock would not have been affected. Second, Kansas courts have drawn a clear jurisdictional distinction between actions to remove property from an estate in probate and actions to bring property into such estates. "[W]hen one seeks to remove assets out of an estate of a decedent, the probate court has exclusive original jurisdiction of the matter. When an executor or administrator seeks to bring property into the assets of an estate of a decedent, or otherwise to realize something of benefit to the estate, the action is properly brought in the district court or some other court of competent jurisdiction." Boldridge v. Estate of Keimig, 222 Kan. 280, 564 P.2d 497, 500, cert. denied, 434 U.S. 967, 54 L. Ed. 2d 453, 98 S. Ct. 509 (1977); see also McElroy v. Security Nat'l Bank, 215 F. Supp. 775, 779 (D. Kan. 1963); In re Estate of Matthews, 208 Kan. 492, 493 P.2d 555, 562 (1972).*fn8 Thus, Kansas law does not stand as a jurisdictional bar to Fred McKibben's interference with inheritance claim against Merrill Lynch in federal court. However, we find other grounds for affirming the district court's decision to dismiss the claim. Assuming that the Kansas courts recognize the tort of intentional interference with inheritance,*fn9 such an action may be brought only by a party with a prospective inheritance. That is, the tortious act of the defendant must prevent the plaintiff from receiving property that he would otherwise inherit.*fn10 As a matter of law, McKibben's claim fails to establish this critical element. Ula McKibben's will, devising the bulk of his estate to Morris, enjoyed a presumption of validity when it was filed. That presumption was validated when the will was admitted to probate on December 19, 1983. In January 1984, when the complaint against Merrill Lynch was filed, and in January 1985 when the district court dismissed the claim, Fred McKibben had no prospective inheritance. An action to restore the transferred stock to Ula McKibben's estate was pointless. For even if Fred McKibben was successful, the stock would remain in the hands of Morris. It would simply pass by the terms of the will, rather than as a disputed inter vivos, gift.*fn11 Therefore, we hold that McKibben failed to state a cognizable interference with inheritance claim against Merrill Lynch and affirm the district court's decision dismissing that claim. IV. McKibben asks that we reverse the summary judgment for Merrill Lynch on the claim for fraudulent transfer of stock. This claim is brought as a survival action and Merrill Lynch argues that McKibben has no standing to bring such a claim. Under Kansas law, "[a] survival action allows the personal representative to recover damages accrued by the injured party between the date of injury and death for the benefit of the deceased's estate." Mason v. Gerin Corp., 231 Kan. 718, 647 P.2d 1340, 1343 (1982). McKibben is not the administrator of his brother's estate and cannot sue in that capacity. Instead, he relies on Brothers v. Adams, 152 Kan. 675, 107 P.2d 757 (1940) where the Kansas court allowed the decedent's husband to maintain an action to bring property back into decedent's estate even though he was not named executor in his wife's will. In language that appears applicable to Fred McKibben's claim, the Kansas court stated: "Certainly the heir at law is not to be left without a remedy just because the person who should on account of his position as executor bring the action is the same person who should be sued. . . . Heirs at law, next of kin and legatees are allowed to maintain such actions in their own names when the administrator['s] . . . interests are antagonistic to those of the heirs, where he is guilty of fraud or collusion with the party to be sued or where he is unwilling or refuses to act." Id. at 764-65. However, McKibben overlooks one critical fact that distinguishes the claim in Brothers. Under the terms of his wife's will, Brothers was entitled to one-half of all his wife's property. Id. at 764. Thus, he would share in any property returned to the estate. In contrast, Fred McKibben's bequest under his brother's will is limited to specific savings bonds. He has no general interest in the estate. As we have said before, even if the stock is returned to the estate, it belongs to Morris. Under these facts, McKibben has no standing to bring this claim against Merrill Lynch.*fn12 V. The district court granted summary judgment for Chubb and Merrill Lynch on McKibben's claim for intentional infliction of emotional distress and for Chubb on the claim of civil conspiracy. McKibben failed to offer evidence to establish essential elements of both claims. "[T]he plain language of Rule 56(c) mandates the entry of summary judgment, after adequate time for discovery and upon motion, against a party who fails to make a showing sufficient to establish the existence of an element essential to that party's case, and on which that party will bear the burden of proof at trial." Celotex Corp. v. Catrett, 477 U.S. 317, 106 S. Ct. 2548, 2552-53, 91 L. Ed. 2d 265 (1986). When the party moving for summary judgment makes a showing that there is no evidence to establish an essential element of the claim, the burden then shifts to the party opposing the motion. That party must respond with evidence or citations to the record that dispute the motion for summary judgment. Id. at 2557 (Brennan, J. dissenting). See Note, The Movant's Burden in a Motion for Summary Judgment, 1987 Utah L. Rev. 731, 749-50. The elements of both claims in Kansas are clear. In Dawson v. Associates Financial Serv. Co ., 215 Kan. 814, 529 P.2d 104, 109 (1974), the Kansas Supreme Court recognized an action for emotional distress as stated in the Restatement (Second) of Torts § 46(1) (1963): "One who by extreme and outrageous conduct intentionally or recklessly causes severe emotional distress to another is subject to liability for such emotional distress." Liability for extreme emotional distress has two threshold elements that must first be determined by the court: (1) Whether the defendant's conduct may reasonably be regarded as so extreme and outrageous as to permit recovery; and (2) whether the emotional distress suffered by the plaintiff is in such extreme degree that no reasonable person should be expected to endure it. Burgess v. Perdue, 239 Kan. 473, 721 P.2d 239, 242 (1986); Roberts v. Saylor, 230 Kan. 289, 637 P.2d 1175, 1179 (1981). The court below found that McKibben failed to meet the first threshold requirement against either Chubb or Merrill Lynch; their conduct was not extreme or outrageous.*fn13 We agree. According to the Kansas Supreme Court, outrageous conduct: "may be found only in those cases where the conduct has been so outrageous in character, and so extreme in degree, as to go beyond the bounds of decency, and to be regarded as atrocious and utterly intolerable in a civilized society." Roberts, 637 P.2d at 1179.*fn14 In this case, Chubb drafted a will and Merrill Lynch transferred stock pursuant to a letter apparently signed by the owner. No reasonable fact finder could find this conduct to be extreme or outrageous and Fred McKibben's attempts to link these actions of Chubb and Merrill Lynch to the death of Ula McKibben are unavailing. The necessary elements for a civil conspiracy claim in Kansas are: "(1) two or more persons; (2) an object to be accomplished; (3) a meeting of the minds in the object or course of action; (4) one or more unlawful overt acts; and (5) damages as the proximate cause thereof." Stoldt v. City of Toronto, 234 Kan. 957, 678 P.2d 153, 161 (1984) (citation omitted). The district court found no meeting of the minds between Chubb and Morris as to any course of action, no wrongful act by Chubb and no proximate cause linking Chubb to Ula's death. The first finding is dispositive. There is absolutely no evidence in the record to suggest that Chubb was anything more than a casual acquaintance of Morris and Ula McKibben retained to draft Ula's will. On appeal, Fred McKibben cites no evidence to indicate that Chubb conspired with Morris to cause Ula McKibben's death or take his property. Fred's only response is that Chubb, as an "experienced attorney" must have been aware of the scheme. Brief of Appellant, at 11-12. This unsubstantiated assertion will not defeat Chubb's motion for summary judgment. The district court's decision is AFFIRMED.
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